Unclaimed
Dmitry Veksler is a financial professional with over 20 years of experience in the industry. Dmitry is currently registered with HSBC Securities (USA) Inc. in New York. Dmitry has previously worked at CITICORP INVESTMENT SERVICES, PAINEWEBBER INCORPORATED, LADENBURG, THALMANN & CO., INC., and BARRON CHASE SECURITIES, INC. Dmitry holds Series 63, Series 7, Series 65 and SIE licenses. Dmitry is a Registered Representative and Investment Advisor Representative. Dmitry has been active in the industry since April 6, 1999. Dmitry is currently located in Brooklyn, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/30/2024 - Present
Hsbc Securities (usa) Inc. (BROOKLYN NY)
NY
09/25/2000 - 02/23/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
05/03/2000 - 08/16/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/24/1999 - 03/28/2000
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
FL
01/01/1999 - 05/20/1999
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
IA
Issued 01/30/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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