Unclaimed
Dmitry Kokhanov is a financial professional with over 10 years of experience in the industry. Dmitry is currently registered with UBS Securities LLC. Prior to this, Dmitry was with Barclays Capital Inc. in Menlo Park, CA, BOFA Securities, Inc. in Palo Alto, CA, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, TX. Dmitry holds the Series 63, Series 79, and SIE licenses. Dmitry is registered to conduct business in all 50 states, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/14/2024 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
05/16/2022 - 01/03/2024
BARCLAYS CAPITAL INC. (MENLO PARK CA)
CA
05/10/2019 - 05/14/2022
BOFA SECURITIES, INC. (PALO ALTO CA)
TX
02/12/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BC
Issued 02/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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