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Dmitriy Shpuntov

A.g.p. / Alliance Global Partners

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About Dmitriy Shpuntov

Dmitriy Shpuntov is a financial professional with over 17 years of experience in the industry. Dmitriy is currently registered with A.g.p. / Alliance Global Partners in New York, New York. Dmitriy has passed the Series 6, Series 63 and Series 79TO exams. Dmitriy's previous experience includes a role at Chase Investment Services Corp. in New York, New York.

Firm Information

Dmitriy Shpuntov is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Dmitriy Shpuntov’s Registration & Firm History

NY

08/11/2023 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

11/28/2005 - 11/29/2006

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2023

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/25/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dmitriy Shpuntov.
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