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Dmitri Victor Efimov

Citigroup Global Markets Inc.

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About Dmitri Victor Efimov

Dmitri Efimov is a financial professional with over 20 years of experience in the industry. Dmitri is currently a Registered Representative with Citigroup Global Markets Inc. Previously Dmitri has held positions at Xtellus Capital Partners, Inc., UCAP Securities LLC, Dinosaur Financial Group, L.L.C, Jefferies LLC, Newedge USA, LLC, Dinosaur Securities, L.L.C., PALI CAPITAL, INC., Refco Securities, LLC, Source Capital Group, Inc., Harrison Douglas, Inc., Giordano Dellacámara Securities LLC, Credit Suisse First Boston Corporation, On-Site Trading, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dmitri holds FINRA Series 7, 55, 24, 57TO, 63 and 65 licenses and has a strong track record of success in providing a range of financial services to a diverse clientele. Dmitri specializes in portfolio management for businesses and individuals, asset allocation advice, financial planning, and pension consulting.

Firm Information

Dmitri Efimov is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dmitri Efimov’s Registration & Firm History

NY

11/09/2022 - Present

Citigroup Global Markets Inc. (NEW YORK NY)

NY

06/15/2021 - 11/01/2022

XTELLUS CAPITAL PARTNERS, INC. (NEW YORK NY)

FL

06/02/2017 - 02/24/2020

UCAP SECURITIES LLC (MIAMI FL)

NY

04/20/2016 - 03/20/2017

DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)

NY

10/10/2012 - 03/12/2015

JEFFERIES LLC (NEW YORK NY)

NY

09/27/2010 - 09/27/2012

NEWEDGE USA, LLC (NEW YORK NY)

NY

01/22/2009 - 08/31/2010

DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)

NY

01/03/2007 - 12/22/2008

PALI CAPITAL, INC. (NEW YORK NY)

NY

01/09/2006 - 01/09/2007

REFCO SECURITIES, LLC (NEW YORK NY)

NY

07/15/2004 - 12/31/2005

REFCO SECURITIES, LLC (NEW YORK NY)

CT

01/08/2004 - 07/12/2004

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

CO

03/28/2003 - 12/09/2003

HARRISON DOUGLAS, INC. (AURORA CO)

NY

08/13/2001 - 02/28/2002

GIORDANO DELLACAMERA SECURITIES LLC (NEW YORK NY)

NY

05/10/2000 - 02/14/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

05/20/1999 - 09/13/1999

ON-SITE TRADING, INC. (GREAT NECK NY)

NY

12/18/1993 - 02/06/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/13/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1999

Series 7 - General Securities Representative Examination

BC

Issued 04/16/1999

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dmitri Victor Efimov.
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