Unclaimed
Dmitri Anissimov is a registered representative with UBS Securities LLC. Dmitri has been in the securities industry since 2010. Dmitri holds the Series 63, Series 79, and SIE licenses. Dmitri's previous employers include Barclays Capital Inc., RBC Capital Markets, LLC, and Oppenheimer & Co. Inc. Dmitri is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/19/2023 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
06/30/2015 - 09/21/2023
BARCLAYS CAPITAL INC. (MENLO PARK CA)
CA
08/18/2011 - 06/03/2015
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
11/15/2010 - 08/01/2011
OPPENHEIMER & CO. INC. (EAST PALO ALTO CA)
BC
Issued 05/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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