Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dixin? Claim Your ProfileDixin Zheng is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Dixin Zheng is located in PALO ALTO, CA and has been in the financial industry since August 24, 2014. Dixin Zheng holds Series 66, Series 7, and SIE licenses. Dixin Zheng has previously worked for several other firms, including WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., FIDELITY BROKERAGE SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHARLES SCHWAB & CO., INC., and MORGAN STANLEY. Dixin Zheng's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., has over $1 trillion in assets under management. Dixin Zheng specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
CA
06/01/2023 - 03/26/2024
WELLS FARGO CLEARING SERVICES, LLC (SUNNYVALE CA)
CA
12/09/2019 - 06/09/2023
CITIGROUP GLOBAL MARKETS INC. (Newark CA)
CA
06/05/2017 - 12/09/2019
FIDELITY BROKERAGE SERVICES LLC (SUNNYVALE CA)
CA
06/15/2016 - 04/24/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
03/05/2015 - 04/07/2016
CHARLES SCHWAB & CO., INC. (CUPERTINO CA)
CA
07/06/2012 - 04/25/2013
MORGAN STANLEY (SAN JOSE CA)
BOTH
Issued 08/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dixin Zheng is the right advisor for you? Invested Better is here to help.
