Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dixie? Claim Your ProfileDixie Thornton Green has been in the financial services industry since 1994. Dixie is currently registered with DWS Distributors, Inc., a broker-dealer. Prior to this, Dixie was registered with NYLIFE DISTRIBUTORS LLC and INVESCO DISTRIBUTORS, INC.. Dixie holds Series 6, 7, 26, 63 and 65 licenses. Dixie is registered in all 50 states plus Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/10/2022 - Present
DWS Distributors, Inc. (CHICAGO IL)
NJ
06/13/2019 - 05/13/2022
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
TX
12/21/1993 - 06/04/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
02/05/1997 - 05/27/1998
FUND MANAGEMENT COMPANY (HOUSTON TX)
IA
Issued 12/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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