Unclaimed
Dixie Lee Gossett is a Registered Representative with Purshe Kaplan Sterling Investments located in Huntsville, Alabama. Dixie has been in the financial services industry since October 4, 1993 and holds the following licenses: Series 7, Series 63, Series 79TO, and SIE. Dixie was previously registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and MORGAN KEEGAN & COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
05/28/2021 - Present
Purshe Kaplan Sterling Investments (Huntsville AL)
AL
09/09/2011 - 06/21/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HUNTSVILLE AL)
AL
10/05/1993 - 09/12/2011
MORGAN KEEGAN & COMPANY, INC. (HUNTSVILLE AL)
BC
Issued 10/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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