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Dixie Lee Gossett

Purshe Kaplan Sterling Investments

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About Dixie Lee Gossett

Dixie Lee Gossett is a Registered Representative with Purshe Kaplan Sterling Investments located in Huntsville, Alabama. Dixie has been in the financial services industry since October 4, 1993 and holds the following licenses: Series 7, Series 63, Series 79TO, and SIE. Dixie was previously registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and MORGAN KEEGAN & COMPANY, INC.

Firm Information

Dixie Gossett is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dixie Gossett’s Registration & Firm History

AL

05/28/2021 - Present

Purshe Kaplan Sterling Investments (Huntsville AL)

AL

09/09/2011 - 06/21/2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HUNTSVILLE AL)

AL

10/05/1993 - 09/12/2011

MORGAN KEEGAN & COMPANY, INC. (HUNTSVILLE AL)

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Licenses & Designations

BC

Issued 10/20/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dixie Lee Gossett.
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