Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Divya? Claim Your ProfileDivya Shah is an investment advisor based in New York, NY. Divya has been working in the financial industry since September 30, 2020. Divya is currently registered with RBC Capital Markets, LLC. Prior to joining RBC Capital Markets, LLC, Divya was registered with J.P. Morgan Securities LLC, BOFA Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Divya holds Series 63, 79TO, SIE and 79 licenses. Divya specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/13/2024 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/26/2022 - 04/16/2024
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/10/2019 - 07/12/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
02/20/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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