Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Divya? Claim Your ProfileDivya Rao is a financial professional with experience in the financial industry. Divya Rao has been registered with the Financial Industry Regulatory Authority (FINRA) since 3/7/2024 and is currently employed by TD Securities (usa) LLC. Prior to joining TD Securities (usa) LLC, Divya Rao was employed by Cowen and Company in Washington, DC. Divya Rao holds the Series 63, Series 86, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
DC
04/04/2022 - 04/09/2024
COWEN AND COMPANY (WASHINGTON DC)
BC
Issued 06/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/30/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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