Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Divesh? Claim Your ProfileDivesh Kapahi is a financial professional with over 18 years of experience in the industry. Divesh is currently registered with Mizuho Securities USA LLC and has been active in the industry since November 16, 2005. Prior to joining Mizuho Securities USA LLC, Divesh was employed by Wells Fargo Prime Services, LLC, Wells Fargo Securities, LLC, Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Clearing Corp., and J.P. Morgan Securities LLC. Divesh holds several professional licenses and certifications, including Series 7, Series 24, Series 26, Series 39, Series 52TO, Series 57TO, Series 6TO, Series 22TO, Series 82TO, Series 99TO, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/25/2022 - 05/18/2023
WELLS FARGO PRIME SERVICES, LLC (New York NY)
NY
09/12/2016 - 05/18/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
02/28/2020 - 05/17/2023
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
CA
09/12/2016 - 01/22/2018
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
NY
07/16/2013 - 06/22/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/21/2010 - 08/07/2013
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
03/22/2007 - 08/07/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/22/2007 - 12/31/2008
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
07/30/2004 - 02/21/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 01/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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