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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diven? Claim Your ProfileDiven Desai is a financial advisor with Raymond James & Associates, Inc. located in Mobile, Alabama. Diven has been in the industry since 2021 and holds various licenses and certifications. Diven's professional experience includes previous roles with Charles Schwab & Co., Inc. and TD Ameritrade, Inc., demonstrating a strong understanding of the financial services landscape. Diven is committed to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/23/2024 - Present
Raymond James & Associates, Inc. (MOBILE AL)
TX
06/16/2023 - 06/20/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
01/01/2021 - 06/20/2023
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 06/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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