Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diron? Claim Your ProfileDiron Tappin is a wealth advisor with TCP Asset Management, LLC. Diron has been in the industry since 2003. The firm manages approximately $641 million in assets under management. TCP Asset Management, LLC is a Registered Investment Advisor with the state of Arizona. The firm specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor's fees
1
2
OH
09/13/2021 - Present
TCP Asset Management, LLC (UPPER ARLINGTON OH)
ME
02/25/2019 - 08/20/2021
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
AZ
02/02/2018 - 11/07/2018
AXIO FINANCIAL LLC (Scottsdale AZ)
AZ
02/29/2016 - 02/16/2018
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
MA
09/29/2015 - 03/02/2016
FORESIDE FUND SERVICES, LLC (Boston MA)
AZ
08/13/2012 - 09/09/2015
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
AZ
10/28/2008 - 11/29/2010
GARP RESEARCH & SECURITIES COMPANY (SCOTTSDALE AZ)
AZ
06/22/2007 - 10/13/2008
AMERICAN TECHNOLOGY RESEARCH, INC. (SCOTTSDALE AZ)
CA
04/26/2004 - 06/19/2007
M. S. HOWELLS & CO. (NOVATO CA)
TX
12/17/2003 - 05/04/2004
MDB CAPITAL GROUP LLC (ADDISON TX)
CA
11/20/2003 - 01/06/2004
COMPAK SECURITIES, INC. (NEWPORT BEACH CA)
NY
08/23/2001 - 01/13/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/02/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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