Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diron? Claim Your ProfileDiron Christian Scott has been in the financial industry since 1995. Diron is currently registered with TIAA-CREF Individual & Institutional Services, LLC, and has held previous positions at Vanguard Marketing Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, W.R. Hambrecht + Co., LLC, Chase Securities Inc., The Robinson-Humphrey Company, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Diron is a Series 7, Series 24, Series 55, Series 63 and Series 65 licensed advisor. Diron specializes in Portfolio Management for Individuals, Financial Planning, and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
AZ
03/20/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Phoenix AZ)
AZ
08/28/2008 - 02/02/2024
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
CA
07/12/2007 - 08/12/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
02/07/2003 - 01/31/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
04/16/2001 - 01/28/2003
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
06/20/2000 - 01/31/2001
CHASE SECURITIES INC. (NEW YORK NY)
GA
02/27/1998 - 05/03/2000
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
09/26/1994 - 02/09/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/04/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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