Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk Willem Van roon is a registered representative with Oppenheimer & Co. Inc. Dirk has been in the industry since 1993 and is registered with the following securities authorities: New Jersey and New York. Dirk is also a registered investment advisor in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/01/2013 - 05/31/2013
SANTANDER SECURITIES LLC (NEW YORK NY)
NY
04/19/2005 - 05/31/2013
SANTANDER INTERNATIONAL SECURITIES, INC. (NEW YORK NY)
NY
06/03/2002 - 07/19/2004
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
03/22/2002 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/24/1995 - 03/26/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
02/26/1990 - 01/19/1993
ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)
NY
06/22/1989 - 01/16/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/13/1991
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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