Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk Harris is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in San Diego, California. Dirk has been active in the investment industry since March 22, 2008. In addition to working with Merrill Lynch, Dirk is also an outside contractor for Brett Danko, LLC. Dirk has passed the Series 7, Series 66, Series 63, and SIE exams. He has held previous positions at D&B Capital Management, LLC, Alphacore Capital, LLC, and Basic American Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/26/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
LA
04/03/2003 - 03/26/2009
STANFORD GROUP COMPANY (BATON ROUGE LA)
BC
Issued 03/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/31/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2018
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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