Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk Garrett Spoons is a registered representative with PNC Capital Markets LLC and has been in the industry since July 4, 2006. Dirk has been associated with PNC Capital Markets LLC since July 27, 2022. Dirk previously worked at CITIGROUP GLOBAL MARKETS INC. and J.P. MORGAN SECURITIES LLC. Dirk is licensed to sell securities in Alabama, Colorado, Oklahoma, and Texas. Dirk holds the following FINRA licenses: Series 7, Series 63, Series 52TO, Series 53, and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/27/2022 - Present
PNC Capital Markets LLC (Dallas TX)
TX
05/23/2011 - 07/12/2022
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
CA
06/05/2006 - 05/06/2011
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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