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Dirk Eugene Pollitt

Nationwide Investment Services Corp.

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About Dirk Eugene Pollitt

Dirk Eugene Pollitt is a financial advisor with Nationwide Investment Services Corp. Dirk has been in the financial industry since 2005. He is registered with FINRA as an investment advisor representative. Dirk has Series 6, 7, 26, 51, and 63 licenses. Prior to joining Nationwide Investment Services Corp., Dirk worked for NATIONWIDE SECURITIES, LLC in Columbus, OH, and ALLSTATE FINANCIAL SERVICES, LLC in Indianapolis, IN.

Firm Information

Dirk Pollitt is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dirk Pollitt’s Registration & Firm History

OH

05/12/2023 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

08/22/2011 - 06/20/2023

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

IN

12/22/1999 - 01/27/2006

ALLSTATE FINANCIAL SERVICES, LLC (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 09/24/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/31/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dirk Eugene Pollitt.
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