Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk Wetherhold is a financial professional with over 40 years of experience in the industry. Dirk is currently registered with The Leaders Group, Inc. and is licensed in Pennsylvania. Dirk has also held previous positions with P.J. ROBB VARIABLE CORPORATION, NFP ADVISOR SERVICES, LLC, WACHOVIA SECURITIES, LLC, FIRST UNION BROKERAGE SERVICES, INC., FSC SECURITIES CORPORATION, JEFFERSON PILOT SECURITIES CORPORATION, THE INVESTMENT CENTER, INC., LINCOLN INVESTMENT PLANNING, INC., EQUICO SECURITIES, INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, ALTERNATIVE INVESTMENT CORPORATION, MONY SALES, INC., and THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/13/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
01/20/2015 - 10/26/2020
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
PA
10/20/2009 - 12/19/2014
NFP ADVISOR SERVICES, LLC (KING OF PRUSSIA PA)
CO
01/25/2005 - 08/05/2009
THE LEADERS GROUP, INC. (LITTLETON CO)
CO
11/12/2003 - 08/31/2004
THE LEADERS GROUP, INC. (LITTLETON CO)
MO
10/01/2000 - 10/06/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/30/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
GA
01/23/1998 - 06/15/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
IN
06/02/1994 - 01/27/1998
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NJ
08/20/1993 - 06/02/1994
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
PA
09/26/1991 - 08/26/1993
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
NY
07/12/1982 - 07/31/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/12/1982 - 07/31/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
02/06/1985 - 01/01/1986
ALTERNATIVE INVESTMENT CORPORATION
NA
07/23/1979 - 02/16/1983
MONY SALES, INC.
NA
07/23/1979 - 02/16/1983
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BC
Issued 09/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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