Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk David Rabenold has been in the financial services industry since 1985. Dirk is a Registered Representative and Investment Advisor Representative with Next Financial Group, Inc. and Rabenold Advisors, Inc.. Dirk has a broad range of experience in the industry and holds licenses and certifications in several areas, including the Series 7, Series 24, Series 52, Series 63, and Series 65. Dirk is also a Certified Financial Planner and has experience working with various client types, including high-net-worth individuals, corporations, and retirement plans. Dirk offers a variety of financial planning services, including portfolio management, retirement planning, education planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
NY
10/04/2024 - Present
Next Financial Group, Inc. (WILLIAMSVILLE NY)
NY
04/22/2002 - 08/27/2007
JANNEY MONTGOMERY SCOTT LLC (WILLIAMSVILLE NY)
NY
01/27/1995 - 05/16/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 02/09/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/03/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/23/1986 - 07/18/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
10/23/1985 - 09/19/1986
AMERICAN HERITAGE SECURITIES CORPORATION
IA
Issued 06/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/25/2020
Series 4 - Registered Options Principal Examination
BC
Issued 09/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1991
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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