Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk Allen Taylor is a financial advisor with over 40 years of experience in the industry. Dirk is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since January 2011. Previously, Dirk held positions at UBS Financial Services Inc., RBC Dain Rauscher Inc., and Paine Webber Incorporated. Dirk is a registered representative and investment advisor representative and holds the following licenses: Series 3, Series 6, Series 7, Series 9, Series 10, Series 63 and Series 65. Dirk is currently licensed in 24 states and Washington D.C. and specializes in providing financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (KERRVILLE TX)
TX
05/02/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN ANTONIO TX)
TX
09/26/2005 - 04/23/2007
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
NY
03/02/1998 - 10/06/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
03/31/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NJ
05/27/1994 - 04/14/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/30/1990 - 06/08/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 05/16/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/23/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
04/29/1982 - 05/16/1983
FIELDER & ASSOCIATES, INC.
NA
12/18/1981 - 09/17/1982
AUL EQUITY SALES CORP.
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1988
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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