Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk Alexander is a Registered Representative and Investment Advisor Representative. Dirk Alexander is licensed in Florida, Georgia, Maryland, New Jersey, New York, Pennsylvania, and Connecticut. Dirk Alexander has been in the industry since 1996 and is currently affiliated with Osaic Wealth, Inc. and NEW Century Financial Group, LLC. Dirk Alexander holds the Series 6, Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/16/2015 - Present
Osaic Wealth, Inc. (PRINCETON NJ)
MN
11/02/2004 - 06/02/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MA
06/09/2003 - 11/01/2004
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
IA
06/03/1999 - 06/06/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MO
01/04/1999 - 06/03/1999
FFP SECURITIES, INC. (CHESTERFIELD MO)
AZ
10/01/1997 - 01/04/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
08/13/1996 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NJ
06/27/1996 - 10/22/1996
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IA
Issued 07/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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