Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dirk? Claim Your ProfileDirk Alden Brown is a financial advisor who has been in the industry for over 20 years. Currently registered with LPL Financial LLC, Dirk is also licensed in 8 states and has multiple professional designations. Dirk has a history of working with various financial firms including Cetera Advisors LLC, Investors Capital Corp., Fifth Third Securities, Inc., and H&R Block Financial Advisors, Inc. He has experience working with various clients, including high-net-worth individuals, corporations, and charitable organizations. Dirk specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. He also offers educational seminars and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/15/2021 - Present
LPL Financial LLC (Griffith IN)
IN
10/03/2016 - 07/16/2021
CETERA ADVISORS LLC (GRIFFITH IN)
IN
07/18/2013 - 10/03/2016
INVESTORS CAPITAL CORP. (MUNSTER IN)
IN
05/27/2005 - 07/12/2013
FIFTH THIRD SECURITIES, INC. (CROWN POINT IN)
IL
09/04/2001 - 05/13/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MI
05/01/2000 - 06/25/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 03/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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