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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dipti? Claim Your ProfileDipti Rath is a financial advisor with Cetera Investment Advisers LLC, a firm that provides investment advice and related services to individuals, families, and businesses. Dipti has over 25 years of experience in the financial services industry. Dipti has worked with several other firms including Securian Financial Services, Inc., LPL Financial LLC, and Financial Network Investment Corporation. Dipti has the Series 6, 7, and 66 securities licenses, as well as the Series 63 state license. Dipti is also registered as an investment advisor representative in New Jersey and Texas. Dipti is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/10/2023 - Present
Cetera Investment Advisers LLC (PARSIPPANY NJ)
NJ
09/12/2019 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
NJ
07/29/2010 - 09/24/2019
LPL FINANCIAL LLC (WHIPPANY NJ)
NJ
04/01/1998 - 07/29/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (FLORHAM PARK NJ)
BOTH
Issued 12/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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