Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dipanki? Claim Your ProfileDipanki Maulik Shah is a financial advisor with Wells Fargo Clearing Services, LLC. Dipanki has been working in the financial industry since November 2016 and holds several licenses and certifications including the Series 6, Series 7, Series 63, and Series 65. Dipanki is also registered to provide investment advice in the state of California. Dipanki works out of Wells Fargo Clearing Services, LLC offices in San Ramon, CA and Walnut Creek, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/11/2021 - Present
Wells Fargo Clearing Services, LLC (SAN RAMON CA)
IA
Issued 03/11/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dipanki Shah is the right advisor for you? Invested Better is here to help.
