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Dionisio Guenther Waldow

Natixis Securities Americas LLC

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About Dionisio Guenther Waldow

Dionisio Guenther Waldow is a financial professional with over 30 years of experience in the industry. Dionisio has a strong track record of success in the financial services industry, having worked with several reputable firms such as Loop Capital Markets LLC, Odeon Capital Group LLC, and Mesirow Financial, Inc. Dionisio is currently registered with Natixis Securities Americas LLC and is licensed to provide investment advice in all 50 states.

Firm Information

Dionisio Waldow is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dionisio Waldow’s Registration & Firm History

NY

05/24/2023 - Present

Natixis Securities Americas LLC (NEW YORK NY)

NY

02/08/2023 - 04/28/2023

LOOP CAPITAL MARKETS LLC (NEW YORK NY)

NY

04/27/2022 - 11/18/2022

ODEON CAPITAL GROUP LLC (NEW YORK NY)

NY

03/01/2021 - 04/11/2022

MESIROW FINANCIAL, INC. (NEW YORK NY)

NY

07/11/2011 - 08/27/2020

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

06/01/2011 - 07/08/2011

WSA FIXED INCOME, LLC (NEW YORK NY)

NY

01/07/2008 - 06/01/2011

WALL STREET ACCESS (NEW YORK NY)

NY

01/13/2004 - 11/19/2007

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

MO

07/01/2003 - 02/26/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

08/04/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

09/11/1998 - 07/07/2000

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

07/27/1996 - 09/02/1998

GARBAN LLC (NEW YORK NY)

NJ

07/27/1996 - 09/02/1998

GARBAN SECURITIES LLC (JERSEY CITY NJ)

NY

11/08/1991 - 06/24/1996

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dionisio Guenther Waldow.
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