Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dione? Claim Your ProfileDione Catherine Swann is a financial advisor who has been working in the financial services industry since May 11, 2002. Dione is currently registered with Allstate Financial Services, LLC in Lincoln, NE. Dione has a Series 63, Series 24, Series 4 and Series 7 license. Dione previously worked for OLDE DISCOUNT CORPORATION in Detroit, MI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
10/21/2003 - Present
Allstate Financial Services, LLC (Lincoln NE)
MI
02/14/1995 - 07/24/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 02/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 08/29/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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