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Dion Theodore Angelopoulos

Capital Client Group, Inc.

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About Dion Theodore Angelopoulos

Dion Theodore Angelopoulos is a financial professional with over 24 years of experience in the financial services industry. Dion is currently registered with Capital Client Group, Inc. and is licensed in California, New York and Texas. Dion has held previous roles with Associated Securities Corp., Dreyfus Brokerage Services, Inc. and PaineWebber Incorporated.

Firm Information

Dion Angelopoulos is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Dion Angelopoulos’s Registration & Firm History

CA

05/12/2004 - Present

Capital Client Group, Inc. (IRVINE CA)

MA

04/23/2002 - 04/29/2004

ASSOCIATED SECURITIES CORP. (BOSTON MA)

CA

10/21/1999 - 04/22/2002

DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)

NJ

11/17/1998 - 09/22/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 12/17/1998

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/15/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/2012

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/20/2001

Series 14 - Compliance Officer Examination

BC

Issued 01/23/2001

Series 24 - General Securities Principal Examination

BC

Issued 12/12/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/28/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/10/2000

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1998

Series 7 - General Securities Representative Examination

BC

Issued 08/10/1998

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dion Theodore Angelopoulos.
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