Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dion? Claim Your ProfileDion Rottman is a registered representative with American Trust Investment Services, Inc. Dion has been in the financial industry since 2017 and holds a Series 63, Series 22, and SIE license. Dion has previously worked with Camden Financial Services, Lightpath Capital, Inc and Primex. Currently, Dion is located in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/22/2020 - Present
American Trust Investment Services, Inc. (Los Angeles CA)
TX
01/29/2018 - 12/31/2018
CAMDEN FINANCIAL SERVICES (KELLER TX)
TX
08/05/2016 - 10/02/2017
LIGHTPATH CAPITAL, INC (SOUTHLAKE TX)
NY
03/20/2015 - 08/01/2016
PRIMEX (NEW YORK NY)
BC
Issued 10/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2015
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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