Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dion? Claim Your ProfileDion Maurice Woods is a registered representative with Allspring Funds Distributor, LLC in Charlotte, NC. Dion has been in the industry since July 4, 1997. Dion has a wide range of experience in the financial industry, having previously worked at Wells Fargo Investments, LLC and PaineWebber Incorporated. Dion is licensed to sell securities in 20 states and holds the Series 63, Series 65, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/19/2006 - Present
Allspring Funds Distributor, LLC (CHARLOTTE NC)
CA
07/31/2001 - 12/02/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NJ
11/03/1994 - 12/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/30/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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