Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dion? Claim Your ProfileDion Rhodes is a financial advisor with Voya Financial Advisors, Inc. Dion has over 30 years of experience in the financial services industry. Dion specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. Dion is registered with the state of Massachusetts and is Series 7, 24, 3, 16, 63, 65, and 87 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/08/2020 - Present
Voya Financial Advisors, Inc. (IRVINE CA)
MA
08/11/2008 - 10/23/2018
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
02/23/2006 - 10/02/2007
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
05/01/2001 - 08/24/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/19/1988 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 03/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/25/1998
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 05/23/1996
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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