Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dion? Claim Your ProfileDion Daniel Rooney is an investment advisor with MFS Fund Distributors, Inc.. Dion has been in the industry since January 21, 1986, and holds licenses including the Series 6, Series 22, Series 63, Series 65, and SIE. Dion is currently registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/13/1995 - Present
MFS Fund Distributors, Inc. (Elmhurst IL)
PA
04/23/1992 - 11/10/1995
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
GA
08/09/1990 - 04/08/1992
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
NA
10/24/1988 - 10/18/1990
TECHNOLOGY FUNDING SECURITIES CORPORATION
MD
03/29/1988 - 07/27/1988
CALVERT SECURITIES CORPORATION (BETHESDA MD)
NA
08/06/1985 - 01/23/1988
KEMPER FINANCIAL SERVICES, INC.
IA
Issued 03/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/03/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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