Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dion? Claim Your ProfileDion Allen Stumpo is a financial advisor registered with PFS Investments Inc. Dion has been in the industry since August 2021. Dion has been registered with the state of Michigan since August 2021 as a Broker/Dealer and since November 2022 as an Investment Adviser. Dion also holds Series 63, Series 65, Series 26 and Series 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MI
11/22/2022 - Present
PFS Investments Inc. (WIXOM MI)
IA
Issued 11/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/04/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Dion Stumpo is the right advisor for you? Invested Better is here to help.
