Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diogo? Claim Your ProfileDiogo Sousa Holstein is a registered representative with HSBC Securities (USA) Inc. and is a financial professional with over 13 years of experience. Diogo has been with HSBC Securities (USA) Inc. since 2016, and prior to that, was with Brickell Global Markets, Inc. for 6 years. Diogo holds Series 7 and 66 licenses and specializes in portfolio management, asset allocation and retirement planning. Diogo is also a Bank Officer for HSBC Bank (USA) N.A., engaging in the sale of bank related products and services. Diogo is registered in 32 states and is committed to helping clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
06/10/2019 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
FL
07/05/2010 - 11/22/2016
BRICKELL GLOBAL MARKETS, INC. (MIAMI FL)
BOTH
Issued 10/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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