Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diogo? Claim Your ProfileDiogo Pitta ferraz Tavares is a registered representative with Northwestern Mutual Investment Services, LLC. Diogo Pitta ferraz Tavares has been in the industry since January 18, 2022. Diogo Pitta ferraz Tavares is registered with the state of Alabama, Arkansas, Florida, Georgia, Louisiana, Maryland, Missouri, Nevada, New Jersey, New Mexico, Texas, and Virginia. Diogo Pitta ferraz Tavares has passed the Series 63, Series 6TO, and SIE exams. The firm's main office is located in Milwaukee, Wisconsin. The firm has 2181 licensed agents, 2341 investment adviser representatives, and 2399 registered representatives. The firm provides investment research, referrals to other advisers, and investment management services to clients including banks, insurance companies, individuals, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
01/19/2022 - Present
Northwestern Mutual Investment Services, LLC (LAFAYETTE LA)
BC
Issued 02/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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