Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diogenis? Claim Your ProfileDiogenis Leiva is a Registered Representative with MMA Securities LLC. Diogenis is also an Investment Advisor Representative. Diogenis Leiva has been in the securities industry since 2018. Prior to MMA Securities LLC, Diogenis was employed at TD Private Client Wealth LLC. Diogenis is licensed in the state of New York. Diogenis holds the following licenses: Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7. Diogenis has experience providing financial planning and retirement planning services to individuals and businesses. Diogenis Leiva is also a Dog Trainer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
MA
08/14/2023 - Present
MMA Securities LLC (Boston MA)
NY
05/18/2018 - 08/04/2023
TD PRIVATE CLIENT WEALTH LLC (NEW YORK NY)
BOTH
Issued 07/03/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/24/2022
Series 4 - Registered Options Principal Examination
BC
Issued 04/07/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/08/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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