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Dino Joseph Santini

Empower Financial Services, Inc.

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About Dino Joseph Santini

Dino Santini has been in the financial services industry for over 24 years. Dino is currently registered with Empower Financial Services, Inc., located in Andover, MA. Dino has also previously worked with Prudential Investment Management Services LLC, ING Financial Advisers, LLC, Webster Investment Services, Inc., and Liberty Securities Corporation. Dino holds a Series 6, 7, 26, 63, and 65 license and the SIE certification.

Firm Information

Dino Santini is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dino Santini’s Registration & Firm History

MA

04/04/2022 - Present

Empower Financial Services, Inc. (ANDOVER MA)

CT

10/07/2005 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)

CT

10/21/1999 - 09/27/2005

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

07/15/1999 - 10/21/1999

WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)

NY

11/20/1998 - 07/15/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/12/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2000

Series 7 - General Securities Representative Examination

BC

Issued 11/12/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dino Joseph Santini.
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