Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dino? Claim Your ProfileDino Ruffa is a financial advisor at Osaic Wealth, Inc. in West Palm Beach, Florida. Dino has been in the financial services industry since 1993. Dino is licensed to offer securities and investment advisory services in 12 states. Dino holds Series 6, 7, 63, and 65 licenses as well as the SIE. Dino specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Dino is also the owner of several other businesses, including Upward Wealth Group LLC, which markets and promotes financial planning services, and Frosted Eagle, which buys and sells collectibles and antiques.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/14/2024 - Present
Osaic Wealth, Inc. (WEST PALM BEACH FL)
FL
07/21/2021 - 06/14/2024
SECURITIES AMERICA, INC. (WEST PALM BEACH FL)
FL
05/03/1999 - 08/04/2021
PARK AVENUE SECURITIES LLC (WEST PALM BEACH FL)
NY
06/23/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
WI
12/16/1992 - 06/03/1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 03/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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