Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dino? Claim Your ProfileDino Arena is a financial advisor with over 27 years of experience in the industry. Dino is currently registered with Raymond James Financial Services Advisors, Inc. in California and is also registered as an Investment Advisor Representative in California. Dino holds the Series 6, 7, 24, 63 and 66 licenses and has held several positions in the financial services industry. Dino is also the Compliance Manager for the investment division of the First Tech Federal Credit Union.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
05/07/2014 - Present
Raymond James Financial Services Advisors, Inc. (ROCKLIN CA)
CA
05/07/2007 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (ROCKLIN CA)
CA
08/30/2000 - 05/03/2007
CUSO FINANCIAL SERVICES, L.P. (ROCKLIN CA)
CA
03/16/1994 - 06/12/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 04/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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