Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dinh? Claim Your ProfileDinh Tran has been in the financial services industry since November 2, 1997. Dinh is currently registered with Northwestern Mutual Investment Services, LLC and is located in HOUSTON, TX. Prior to Northwestern Mutual Investment Services, LLC, Dinh was registered with WORLD GROUP SECURITIES, INC. in DULUTH, GA, and WMA SECURITIES, INC. also in DULUTH, GA. Dinh holds the Series 6, 7, 26 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
07/29/2003 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
GA
10/14/2002 - 06/13/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
02/05/1997 - 03/01/2002
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 01/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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