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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dingyur? Claim Your ProfileDingyur Chen is a financial advisor at UBS Financial Services Inc. Dingyur has been in the financial industry since 2000. Dingyur Chen's primary office is located in Pasadena, California. Dingyur Chen is registered with the state of California and several other states, including Florida, Maryland, and Texas. Dingyur specializes in providing financial advice to individuals, families, and businesses. Dingyur Chen has a strong background in investment management, financial planning, and retirement planning. Dingyur offers a variety of financial services, including investment management, financial planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
08/12/2010 - Present
UBS Financial Services Inc. (Pasadena CA)
CA
02/17/2009 - 02/18/2010
LPL FINANCIAL CORPORATION (MONTEREY PARK CA)
CA
03/16/2007 - 02/18/2009
UCB INVESTMENT SERVICES, INC. (INDUSTRY CA)
CA
04/10/2006 - 03/19/2007
GLB TRADING, INC (IRVINE CA)
CA
12/05/2005 - 04/03/2006
SINOPAC FINANCIAL SERVICES (USA) LTD. (INDUSTRY CA)
CA
05/09/2000 - 11/16/2005
COMPUTER CLEARING SERVICES INC (GLENDALE CA)
CA
06/23/2000 - 11/13/2000
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/08/1998 - 02/18/1999
THOMAS GREEN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 06/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2001
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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