Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dineen? Claim Your ProfileDineen Hughes is a financial advisor who has been in the industry since 2007. Dineen is currently registered with Oppenheimer & Co. Inc., a firm that specializes in providing financial services to a variety of clients, including high-net-worth individuals, corporations, and institutions. Prior to joining Oppenheimer & Co. Inc., Dineen worked with USAA Financial Advisors, Inc. and Chase Investment Services Corp. Dineen has a Series 66 license and holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
09/01/2016 - Present
Oppenheimer & Co. Inc. (THE WOODLANDS TX)
TX
06/02/2011 - 07/27/2016
USAA FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/17/2009 - 05/11/2011
CHASE INVESTMENT SERVICES CORP. (KINGWOOD TX)
TX
05/23/2007 - 07/06/2009
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
BOTH
Issued 06/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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