Unclaimed
Dinah Carla Ladia is a registered representative with Purshe Kaplan Sterling Investments in Rockville, MD. Dinah has been in the securities industry for over 20 years, and holds the Series 7, Series 63, and SIE licenses. Dinah is registered to do business in Maryland and Virginia. Dinah was previously employed by First Allied Securities, Inc. in McLean, VA and D.E. Frey & Company, Inc. in Denver, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
03/25/2013 - Present
Purshe Kaplan Sterling Investments (ROCKVILLE MD)
VA
09/28/2000 - 03/27/2013
FIRST ALLIED SECURITIES, INC. (MCLEAN VA)
CO
04/11/2000 - 10/26/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
BC
Issued 04/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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