Unclaimed
Dina La rose is a registered representative with Vanguard Marketing Corp. Dina is licensed in Arizona. Dina has been in the securities industry since 2014. Dina has passed the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
09/30/2014 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 10/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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