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Dina Giannone

Fidelity Brokerage Services LLC

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About Dina Giannone

Dina Giannone is a financial professional with over 20 years of experience in the industry. Dina is currently registered with Fidelity Brokerage Services LLC. Dina previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, World Equity Group, Inc., Regal Securities, Inc., Morgan Stanley DW Inc., and Summit Financial Services Group, Inc.. Dina holds the Series 7, Series 63, and SIE licenses and is licensed to conduct business in 53 states.

Firm Information

Dina Giannone is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dina Giannone’s Registration & Firm History

RI

01/25/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NJ

04/22/2019 - 01/09/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANASQUAN NJ)

NJ

03/25/2010 - 11/03/2017

WORLD EQUITY GROUP, INC. (MANASQUAN NJ)

NJ

11/08/2005 - 04/09/2010

REGAL SECURITIES, INC. (BRICK NJ)

NY

04/04/2001 - 10/20/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

PA

06/06/2000 - 04/11/2001

SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)

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Licenses & Designations

BC

Issued 03/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dina Giannone.
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