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Din P Nguyen

Interactive Brokers LLC

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About Din P Nguyen

Din Nguyen has been in the financial services industry since June 1, 2005. Din is currently registered with Interactive Brokers LLC as a General Securities Representative and is licensed in Connecticut. Din is a Series 7, Series 55, Series 57TO, and Series 63 licensed professional. Din is also a registered representative of Interactive Brokers LLC and previously was a registered representative for Interactive Brokers Corp and Hold Brothers On-Line Investment Services L.L.C.

Firm Information

Din Nguyen is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Din Nguyen’s Registration & Firm History

CT

11/18/2009 - Present

Interactive Brokers LLC (GREENWICH CT)

CT

03/13/2007 - 11/18/2009

INTERACTIVE BROKERS CORP. (GREENWICH CT)

NY

06/02/2005 - 03/14/2007

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Din P Nguyen.
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