Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dimitrios? Claim Your ProfileDimitrios Stathopoulos is a financial professional with over 20 years of experience in the industry. Dimitrios currently works for Nuveen Asset Management, LLC, and holds a Series 66, Series 24, Series 31, and Series 7 license. Dimitrios was previously registered with NEUBERGER BERMAN BD LLC and Nuveen Securities, LLC. Dimitrios is registered with the state of Illinois and has specializations in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, and Portfolio Management for Pooled Investment Vehicles. Dimitrios also has experience with pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
01/09/2018 - Present
Nuveen Asset Management, LLC (Chicago IL)
IL
04/21/2014 - 12/12/2017
NEUBERGER BERMAN BD LLC (CHICAGO IL)
IL
01/24/2008 - 04/21/2014
NUVEEN SECURITIES, LLC (CHICAGO IL)
ME
07/30/1998 - 04/17/2001
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
TX
01/09/1997 - 05/05/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
07/19/1996 - 12/20/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/05/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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