Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dimitri? Claim Your ProfileDimitri Nicanor Gay is a financial professional with over 3 years of experience in the industry. Dimitri is currently registered with Alliance-ONE Investments, LLC, a firm that specializes in providing investment services. Dimitri has previously worked with Transamerica Capital, Inc. and W&S Brokerage Services, Inc., gaining experience in various aspects of the financial industry. Dimitri holds the Series 63, 6TO and SIE licenses, demonstrating a commitment to professional development and a commitment to providing clients with comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
12/01/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
CO
09/24/2020 - 12/01/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MO
12/02/2019 - 03/24/2020
W&S BROKERAGE SERVICES, INC. (Maryland Heights MO)
BC
Issued 01/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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