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Dillon H Depalmer

BGC Financial, LP

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About Dillon H Depalmer

Dillon H Depalmer is a financial professional with over 15 years of experience in the financial industry. Dillon is currently registered with BGC Financial, LP and is licensed in several states. Dillon has a strong understanding of the securities industry, having passed several professional exams, including the Series 7, Series 63 and SIE exams.

Firm Information

Dillon Depalmer is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dillon Depalmer’s Registration & Firm History

NY

03/11/2008 - Present

BGC Financial, LP (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/24/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Dillon H Depalmer.
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