Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dillon? Claim Your ProfileDillon Griffin Heslin is a licensed securities professional with over 6 years of experience in the financial services industry. Dillon is currently registered with Roth Capital Partners, LLC in California and Connecticut. Dillon holds the Series 63, SIE, Series 87 and Series 7 licenses. Dillon's expertise includes distribution of sell-side research reports/corporate access and solicitor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
07/28/2017 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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